Investment Banking Mandate Letter Sample

Are you in need of an Investment Banking Mandate Letter Sample? Look no further! Below, you will find an example of a sample letter that you can use as a template for your own needs. Feel free to modify it as necessary to suit your specific situation.

The Importance of Investment Banking Mandate Letter Sample

When entering into a relationship with an investment bank, it is essential to have a clear and concise mandate letter in place. This document outlines the terms and conditions of the engagement between the client and the investment bank, ensuring that both parties are on the same page regarding the scope of work, fees, and other important details. Without a well-crafted mandate letter, misunderstandings and disputes can arise, leading to potential legal issues and financial losses.

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Key Points to Consider in an Investment Banking Mandate Letter:

Scope of work
Duration of the engagement
Compensation and fees
Confidentiality and non-disclosure agreements
Termination clause

Example of Investment Banking Mandate Letter Sample

Dear [Recipient’s Name],

We are pleased to engage your firm to act as our exclusive investment bank for the purpose of providing financial advisory services in connection with our upcoming merger and acquisition transactions. This mandate letter outlines the terms and conditions of our engagement and serves as a formal agreement between us.

As per our discussions, the scope of work will include:

Conducting due diligence on potential targets
Preparing financial models and valuation analyses
Assisting in negotiations and deal structuring
Providing strategic advice throughout the transaction process

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The engagement will commence on [start date] and will continue until the completion of the transactions, subject to mutual agreement. Your firm’s compensation will be based on a retainer fee plus a success fee upon the successful closing of the transactions, as detailed in the fee schedule attached hereto.

Both parties agree to maintain strict confidentiality regarding all information shared during the engagement and to comply with all applicable laws and regulations. Either party may terminate this agreement with written notice in case of a material breach or upon mutual consent.

Sincerely,

[Your Name]

Best regards,

[Your Signature]