Investment Banking Engagement Letter Sample

Are you looking for an Investment Banking Engagement Letter Sample to help guide you in crafting your own professional letter? Look no further! Below, you will find a comprehensive example of an Investment Banking Engagement Letter Sample that you can use as a template for your own needs. Feel free to modify and customize this sample to suit your specific requirements.

Understanding the Importance of Investment Banking Engagement Letter Sample

When engaging in business transactions, particularly in the realm of investment banking, it is crucial to have a formal agreement in place to outline the terms and conditions of the engagement. An Investment Banking Engagement Letter serves as a legally binding contract that sets forth the expectations, responsibilities, and rights of both parties involved in the transaction.

Provides clarity on the scope of services to be provided
Establishes the duration of the engagement
Defines the compensation structure
Sets forth confidentiality and non-disclosure agreements
Outlines the termination clauses

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Investment Banking Engagement Letter Sample

Dear [Recipient’s Name],

We are pleased to confirm our engagement as your exclusive financial advisor for the upcoming merger and acquisition transaction. This letter outlines the terms and conditions of our engagement:

1. Scope of Services: Our firm will provide comprehensive financial advisory services related to the proposed transaction, including but not limited to valuation analysis, deal structuring, negotiation support, and due diligence.

2. Duration of Engagement: This engagement will commence upon the signing of this letter and will continue until the completion of the transaction or termination by either party.

3. Compensation: Our fees for the services provided will be based on a retainer fee plus a success fee contingent upon the successful completion of the transaction. Detailed fee structure is outlined in a separate fee agreement.

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4. Confidentiality: Both parties agree to maintain strict confidentiality regarding all information shared during the course of this engagement and not to disclose any sensitive information to third parties without prior consent.

5. Termination: Either party may terminate this engagement with a written notice of 30 days. In the event of termination, the client agrees to compensate the firm for all services rendered up to the termination date.

Sincerely,

[Your Name]

Signature: ________________________