Broker Dealer Negative Consent Letter Sample

Are you in need of a Broker Dealer Negative Consent Letter Sample? Look no further! Below, you will find examples of Broker Dealer Negative Consent Letter Samples that you can use and modify to suit your specific needs.

Understanding the Need for Broker Dealer Negative Consent Letter Sample

When it comes to broker dealers, negative consent letters play a crucial role in ensuring that clients are informed about important changes or decisions. These letters serve as a formal way of notifying clients about certain actions that may affect their accounts or investments. Here are some common reasons why a Broker Dealer Negative Consent Letter Sample may be necessary:

• To inform clients of changes in fees or charges
• To notify clients of changes in account management policies
• To provide clients with the option to opt-out of certain services or agreements

Example of Broker Dealer Negative Consent Letter Sample

Dear [Recipient’s Name],

I am writing to inform you of some changes that will be taking place in our brokerage services. As a valued client, we want to ensure that you are aware of these changes and have the opportunity to make an informed decision.

Starting from [effective date], there will be a slight adjustment in the management fees associated with your account. This adjustment is necessary to ensure that we can continue to provide you with the high level of service that you have come to expect from us.

If you have any questions or concerns about these changes, please do not hesitate to reach out to your account manager. We value your feedback and are committed to addressing any issues that may arise.

Thank you for your continued trust and partnership with us.

Sincerely,

John Doe